Meet Our Financial Professionals
At 1st & Main Investment Advisors, we believe in a team approach in order to draw on the unique industry experiences of our advisors. This provides our clients with a comprehensive financial plan with recommendations based on real-life market experience (without the fees of engaging multiple advisors!).
FRASER M HORN
Founding Partner Edwards CO
Fraser Horn graduated with a B.A. from Skidmore College in 1984. His career began as a specialist clerk on the New York Stock Exchange in 1984. Licensed in 1986 he then moved on to work for Fortune & Co. and then Titan Value Equities. He joined Continental Capital Investment Services (CCIS) in 1993. In 2003, CCIS merged with Berthel Fisher & Company Financial Services, Inc. Fraser remains dedicated to assisting clients achieve their goals through his knowledge and experience.
DUDLEY M IRWIN
Sr. Partner Edwards CO
Dudley Irwin graduated with a B.A. from the University of Colorado in 1981. Licensed in 1987, he worked for wire-house Paine Webber & Company for 19 years. Dudley joined 1st & Main Investment Advisors in 2006. He brings an extensive working knowledge of the equity, fixed-income and alternative markets based on technical research and analysis.
ALEX K SCHAEFER
Partner Greenville SC
Alex Schaefer graduated with a B.A. from Hobart College in 1999. Licensed in 2005, he spent three years with AXA Equitable, LLC gaining an extensive knowledge of the wealth advisory side of our business. Alex joined 1st & Main Investment Advisors in 2008 and relocated to Greenville, SC in August of 2013 to open a 1st & Main Investment Advisors office in the Southeast.
R. JOSHUA ROACH CFP®
Partner Greenville SC
Josh is a graduate of the University of South Carolina Darla Moore School of Business where he earned degrees in Accounting, Marketing, and Management. Josh brings over 15 years of experience in the financial services industry, focusing primarily on wealth management strategies for individuals and small businesses. Josh joined 1st & Main Investment Advisors in 2017.
R. JOSHUA ROACH CFP®
DYLAN D BROOKS CFP®
Investment Advisor Representative Telluride CO
Dylan Brooks graduated with a B.Sc., from Georgetown University in 1993. He spent 2.5 years in London working at the EBRD, another 3 years at TCI in Denver in corporate finance, and 4 years with Jupiter in New York as a senior analyst covering the telecoms market. Licensed in 2003, he spent nine years with AXA Equitable, specializing in comprehensive planning. From 2012-22, Dylan worked with Mutual Securities, running an independent wealth management office in his hometown of Telluride, CO. He joined 1st & Main Investment Advisors at the beginning of 2023.
We Are Hiring
We are always seeking talented professionals to join the 1st & Main Investment Advisors team. If you or someone you know is interested in joining our investment and wealth advisory firm please call 970-926-2500
